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Compliance
The unified compliance culture of the Halyk Group defines the main approaches and standards, forming a unified concept of work organization in ensuring compliance with the requirements applicable to the Group, the legislation of the Republic of Kazakhstan and the legislation of foreign states, as well as international compliance standards.
Counteraction to the legalization (laundering) of proceeds from crime and the financing of terrorism by JSC "Halyk Finance" in order to organize an effective control system takes the necessary measures to prevent the use of services, involvement in illegal operations and activities related to the legalization of criminal proceeds, financing of terrorism and financing of the proliferation of weapons of mass destruction (AML/CFT).
JSC "Halyk Finance" as a subject of financial monitoring ensures compliance with the requirements of the legislation of the Republic of Kazakhstan on AML/CFT, by-laws of the competent state authorities of the Republic of Kazakhstan, standards and recommendations of international organizations in the field of AML/CFT.
FATCA
The law of the United States of America "On Tax Control of Foreign Accounts" is aimed at preventing tax evasion by U.S. citizens and residents through the use of international investment mechanisms.
Foreign Account Tax Compliance Act, FATCA establishes requirements according to which financial institutions must identify U.S. taxpayer accounts and provide information on them to the U.S. Internal Revenue Service – IRS.
JSC "Halyk Finance" has been registered on the IRS website in the status of "Participating Foreign Financial Institution (Reporting Model 1 FFI)" with the assignment of a Global Intermediary Identification Number, GIIN – FQYKVF.00001.ME.398.
Insiders of JSC "Halyk Finance":
In execution of the law of the Republic of Kazakhstan "On the Securities Market" in terms of provisions on insider information, JSC "Halyk Finance" has developed Internal Control Rules for the disposal and use of insider information, approved by the Decision of the Board of Directors dated December 20, 2023 (Minutes No. 32/23-Z).
